FAP Technology
FAP Compliance
Compliance and control platform.
Run your compliance framework in one controlled environment.
Discuss your implementationWho it is for
Designed around the business.
For regulated financial services firms and businesses in other sectors that need structured compliance and control. Workflows, evidence requirements and oversight can be configured to the business, rather than imposed as one fixed model.
Platform capabilities
Onboarding & risk
Customer and entity onboarding, KYC/KYB where applicable, risk assessments and risk ratings.
Screening & monitoring
Screening, ongoing monitoring and transaction-monitoring alerts where relevant to the operating model.
Reviews & cases
Investigations, case management, periodic reviews and documented follow-up.
Control & governance
Maker-checker approvals, compliance evidence, audit trails and management information.
Financial services configurations can support AML, KYC, screening, monitoring and governance. Other sectors can configure reviews, approvals, cases and evidence around their own requirements.
Configured around your operating model.
A considered route to implementation.
- 01
Discover
Understand the business, controls and technology environment.
- 02
Configure
Design workflows, roles, rules and integrations.
- 03
Pilot & UAT
Test with users and real-world operating scenarios.
- 04
Go live
Deploy the agreed scope with ongoing platform and support options.
Discuss the operating model you need.
Implementation scope, integrations and support are agreed for your circumstances. Regulated firms remain responsible for their own regulatory obligations and control environment.