Fintech AdvisoryPartners

Services

Regulated growth, from proposition to proof.

FAP works with leadership teams to design, challenge and implement the controls, partnerships and operating models required for credible growth.

Engagements can be structured as a focused review, project delivery, interim senior support or a defined build-and-transition programme.

01

FCA Authorisation & Regulatory Change

A credible regulatory proposition with strategy, governance, controls and delivery aligned from the outset.

Typical support

  • Payment institution and e-money applications
  • Programmes of operations, business plans and governance documents
  • Regulatory change, market entry and FCA engagement
  • Partner-led and white-label operating models

Engagement approach

Targeted support from early-stage challenge through drafting, evidence preparation and submission readiness. Authorisation outcomes remain a matter for the FCA.

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02

AML / Financial Crime Frameworks

A practical financial crime framework that teams can operate, leaders can oversee and reviewers can follow.

Typical support

  • AML, sanctions, PEP and adverse-media controls
  • Customer risk assessment and business-wide risk assessment methodology
  • Transaction monitoring, SAR governance and escalation
  • 1LOD and 2LOD design, QA testing and board reporting

Engagement approach

A focused review of the business model and current controls, followed by prioritised design, drafting, testing and implementation support.

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03

Safeguarding & Client Funds

Clear safeguarding arrangements with accountable ownership, traceable processes and decision-useful evidence.

Typical support

  • Safeguarding gap assessments
  • Policy and procedure review
  • Reconciliation process mapping and control testing
  • Audit readiness, acknowledgement letters and evidence packs

Engagement approach

Evidence-led assessment against the firm’s operating model, with practical remediation actions and implementation support where required.

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04

Banking & Payment Partner Applications

A consistent, commercially clear due-diligence pack that anticipates the questions partners are likely to ask.

Typical support

  • Application packs and due-diligence responses
  • Business model, use-case and risk narratives
  • AML, sanctions, safeguarding, complaints and fraud responses
  • Follow-up Q&A and submission-readiness review

Engagement approach

Work directly with commercial, compliance and operations teams to close information gaps and build one defensible narrative.

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05

White-label FX & Payments

A scalable operating model with clearer governance, stronger controls and improved partner readiness.

Typical support

  • Compliance and operations framework design
  • Onboarding, risk assessment and monitoring workflows
  • Policies, procedures, MI and governance documents
  • Vendor, API, banking and payment partner coordination

Engagement approach

Hands-on build and transition support, sequenced around commercial priorities and the firm’s realistic capacity to implement change.

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06

Compliance Remediation / Assurance

A prioritised remediation programme with clear ownership, tested controls and senior-management visibility.

Typical support

  • Internal AML and financial crime audits
  • Control testing and gap assessments
  • FCA review, investigation and remediation support
  • Board and committee reporting packs

Engagement approach

Independent challenge combined with delivery support—diagnose, prioritise, remediate, test and report rather than stop at findings.

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